Formulare

TitelVersionDatum
AGB und Sonderbedingungen (gültig ab 05.07.2022)43.023.05.2022
Antrag auf Wechsel des Unterstützungsdienstleisters1.022.11.2021
Basisvereinbarung zum Kontoeröffnungsantrag2.425.11.2021
Benutzerhandbuch MetaTrader 41.1213.03.2018
Datenschutzerklärung2.122.11.2021
Datenschutzhinweise2.222.11.2021
Datenschutzhinweise Bewerber2.022.11.2021
Einstufung als professioneller Kunde gemäß § 67 Absatz 6 WpHG2.222.11.2021
Erklärung zur Freistellung vom Kapitalertragsteuerabzug2.122.11.2021
Erklärung zur Gebiets- und Steuereigenschaft2.022.11.2021
Firmenkontoantrag2.431.03.2022
Freistellungsauftrag per E-Mail2.022.11.2021
Gesellschafterbeschluss2.022.11.2021
Identifizierungsbogen1.125.11.2021
Kontoeröffnungsantrag2.125.11.2021
Kontovollmacht2.122.11.2021
Kontraktspezifikationen39.224.05.2022
Execution Policy & Kundeninformation Futures, CFD- & Forex (gültig ab 25.04.2022)26.707.03.2022
Offenlegung Depotbanken1.025.11.2021
Offenlegungsbericht 202104.05.2021
PostIdent Coupon
Preis- und Leistungsverzeichnis3.329.11.2021
Ride Einverständniserklärung1.025.11.2021
Risikoinformationen2.122.11.2021
Sofortiger Kirchensteuerabzug2.025.11.2021
Verlustbescheinigung per E-Mail2.025.11.2021
Execution Policy & Kundeninformation Futures, CFD- & Forex (gültig bis 24.04.2022)26.622.11.2021
AGB und Sonderbedingungen (gültig bis 05.07.2022)42.910.03.2022

Interactive Brokers Group Dokumente

TitelDatum
Form3043 Securities and Futures Act (Cap. 289)26.11.2010
Form3044 Interactive Brokers Disclosure Statement for Bond Trading28.10.2021
Form3073 Notice Regarding Pre-Arranged Trading On U.S. Futures Exchanges27.10.2021
Form3076 Nasdaq ISE Disclosure for Option Orders Over 500 Contracts01.04.2021
Form3077 Interactive Brokers Municipal Securities Disclosure27.10.2021
Form3081 Notice Regarding USA Patriot Act Section 31101.04.2021
Form3085 Risk Disclosure Regarding Short Selling of Mexican Stocks09.05.2022
Form3089 Global Financial Information Services Subscriber Agreement04.09.2020
Form3105 Risk Disclosure Statement for Trading ITC Metal Futures with Interactive Brokers (U.K.) Limited31.03.2022
Form3230 Disclosure Regarding Trading of Certificates of Deposit06.02.2019
Form4002 Appendix A to CFTC Rule 1.55(c) - Generic Risk Disclusure Statement05.06.2019
Form4003 OCC Risk Disclosure Statement and Acknowledgement27.10.2021
Form4009 Risk Disclosure Statement
Form4010 Required Disclosures and Supplemental Agreement for Security Trading at Interactive Brokers25.08.2020
Form4011 Special Risks in Securities Trading
Form4012 Special Risks in Securities Trading
Form4013 Floor/Pit Based Exchanges - Risk Disclosure
Form4014 Trading on ASX 24 - Customer Agreement
Form4019 CFTC Risk Disclosure Statement - Rule 1.55(b)05.06.2019
Form4028 Execution Algorithm Disclosure02.07.2019
Form4030 Agreement for Setting up Futures/Options Trading Account
Form4035 Customer Consent to Receive Mutual Fund Information Electronically
Form4036 Important Information Regarding Mutual Funds21.06.2021
Form4041 Hong Kong Risk Disclosure Statement18.02.2020
Form4053 Futures Product Disclosure Statement05.04.2018
Form4054 Interactive Brokers LLC Supplemental Agreement and Disclosures For Trading on Australian Markets06.04.2018
Form4055 Exchange Traded Options Product Disclosure Statement05.04.2018
Form4056 Exchange Traded Options Product Disclosure Statement12.02.2014
Form4070 Algorithmic Execution Venue Disclosure
Form4098 Disclosure of Risks of Trading Bitcoin Futures and Options04.04.2022
Form4099 Customer Advisory: Understand the Risks of Virtual Currency Trading
Form4100 NFA Investor Advisory - Futures on Virtual Currencies Including Bitcoin01.12.2017
Form4154 Important Information Regarding Trading of NextShares Funds22.07.2016
Form4194 Interactive Brokers Negative Contract Prices Risk Disclosure07.06.2021
Form4289 Interactive Brokers LLC Fractional Share Trading Disclosure02.07.2021
Form9490 Penny Stock Trading Risk Disclosure

Interactive Brokers LLC Limited Dokumente

TitelDatum
Form1005 Disclosure of Risks of Margin Tradin10.03.2015
Form2109 Legal Acknowledgement
Form2192 Interactive Brokers Group Privacy Policy25.10.2021
Form3002 Interactive Brokers LLC Customer Agreement Individual Retirement Account
Form3003 Interactive Brokers Futures Arbitration Agreement28.11.2012
Form3023 Required Disclosures and Supplemental Agreement for Security Futures Trading at Interactive Brokers
Form3024 Risk Disclosure Statement for Forex Trading and IB Multi-Currency Accounts04.04.2022
Form3058 Notice and Acknowledgement of Clearing Arrangement12.11.2020
Form3070 Interactive Brokers LLC Business Continuity Plan Disclosure08.05.2019
Form3071 Day Trading Risk Disclosure Statement27.10.2021
Form3074 Interactive Brokers Order Routing and Payment for Order Flow Disclosure07.06.2021
Form3094 Notice Regarding NFAs BASIC System
Form3203 Interactive Brokers LLC Customer Agreement25.03.2022
Form3207 Notice of Execution and Clearing Agreement07.11.2019
Form4016 Risks of After-Hours Trading05.06.2019
Form4024 Customer Relationship Summary IB LLC & IB Corp.23.03.2021
Form4420 Interactive Brokers (U.K.) Limited Order Execution Policy04.12.2018
Form4421 Order Execution Policy For Direct Carried-Client of Interactive Brokers (U.K.) Limited - Client Consent04.12.2018
Form5001 Certificate of Foreign Status of Beneficial Owner for UNited States Tax Withholding and Reporting (Individuals)01.02.2014
Form5009 Interactive Brokers (U.K.) Limited Retail Client Notification04.12.2018
Form5013 Certification Regarding Trading Control and Ownership of the Account
Form9130 IB Disclosure Pursuant to FINRA Rule 5350 Regarding Stop and Stop-Limit Orders in U.S. Listed Stocks and Warrants
Form6112 Client Financial Advisor Agreement

Interactive Brokers Ireland Limited Dokumente

TitelDatum
Form4022 Swiss physically settled warrants may lapse worthless unless closed out before expiration date16.11.2018
Form4176 Electronic Commerce Directive Notice for Dutch Clients
Form4297 Interactive Brokers Canada Inc. Fractional Share Trading Disclosure05.10.2020
Form4451 Interactive Brokers Group Privacy Policy09.06.2021
Form4538 Certification Regarding Trading Control and Ownership of the Account
Form4750 Interactive Brokers Ireland Limited Customer Agreement
Form4751 Notice and Acknowledgement of Clearing Agreement09.06.2021
Form4753 Interactive Brokers Ireland Limited EMIR Delegated Transaction Reporting Agreement02.12.2021
Form4754 Interactive Brokers Ireland Limited MiFIR Enriched and Delegated Transaction Reporting Agreement (EEA Investment Firms)02.12.2021
Form4756 Interactive Brokers Ireland Limited Description of our Services and Fees20.08.2021
Form4757 Client Assets Key Information Document
Form4758 Client Consent to Accept Electronic Records and Communications
Form4759 Risk Warnings and Information on Financial Instruments
Form4760 Interactive Brokers Ireland Limited Order Execution Policy
Form4761 Disclosure of Risks of Margin Trading
Form4762 Risk Disclosure Statement for Forex Trading and Interactive Brokers Ireland Limited (IBIE) Multi-Currency Accounts
Form4763 Risk Disclosure Statement for Trading Structured Products (Including Warrants) with Interactive Brokers Ireland Limited (IBIE)
Form4767 Risk Disclosure Statement for Trading OTC Precious Metals with Interactive Brokers Ireland Limited (IBIE)
Form4768 Risk Disclosure Statement for Trading OTC Metal Futures with Interactive Brokers Ireland Limited (IBIE)
Form4769 Retail Client Categoriesation Notification
Form4772 Advisor Client Agreement31.12.2020
Form4776 Interactive Brokers Ireland Limited Family Account Trading Authorisation Form31.12.2020
Form4781 Interactive Brokers Ireland Limited Day Trading Risk Disclosure Statement24.12.2020
Form4783 Interactive Brokers Ireland Limited Stock Stop Order Disclosure
Form9820 PICS Concerning Northbound China Connect Orders16.08.2018
Form4231 Fractional Share Trading Disclosure04.05.2022

Interactive Brokers Central Europe ZRT. Dokumente

TitelDatum
Form1005 Disclosure of Risks of Margin Tradin10.03.2015
Form4022 Swiss physically settled warrants may lapse worthless unless closed out before expiration date16.11.2018
Form2109 Legal Acknowledgement
Form5013 Certification Regarding Trading Control and Ownership of the Account
Form9130 IB Disclosure Pursuant to FINRA Rule 5350 Regarding Stop and Stop-Limit Orders in U.S. Listed Stocks and Warrants
Form4176 Electronic Commerce Directive Notice for Dutch Clients
Form4451 Interactive Brokers Group Privacy Policy09.06.2021
Form4538 Certification Regarding Trading Control and Ownership of the Account
Form4767 Risk Disclosure Statement for Trading OTC Precious Metals with Interactive Brokers Ireland Limited (IBIE)
Form9820 PICS Concerning Northbound China Connect Orders16.08.2018
Form4500 Business Rules and General Terms and Conditions11.10.2021
Form4501 Main Agreement01.02.2021
Form4502 Investment Loan Framework Agreement
Form4505 Costs and Fees19.08.2021
Form4507 Notice and Acknowledgement of Clearing Arrangement
Form4515 EMIR Delegated Transaction Reporting Agreement02.12.2021
Form4516 SFTR Delegated Transaction Reporting Agreement02.12.2021
Form4517 MiFIR Enriched and Delegated Transaction Reporting Agreement (EEA Investment Firms)02.12.2021
Form4518 Multi Currency Account Foreign Exchange Restrictions08.03.2021
Form4519 Risk Warnings and Information on Financial Instruments11.12.2020
Form4520 Disclosure of Risks of Margin Positions and Investment Loan12.12.2020
Form4527 Customer Identification (AML)01.07.2021
Form4542 Annexes to the Business Rules and General Terms and Conditions (GBR)11.01.2021
Form4676 Annexes to the Main Agreement
Form5013 Certification Regarding Trading Control and Ownership of the Account
Form9130 IB Disclosure Pursuant to FINRA Rule 5350 Regarding Stop and Stop-Limit Orders in U.S. Listed Stocks and Warrants
Form4231 Fractional Share Trading Disclosure04.05.2022

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