Formulare

Titel Version Veröffentlichungsdatum
AGB und Sonderbedingungen 43.0 23.05.2022
Antrag auf Wechsel des Unterstützungsdienstleisters 1.0 22.11.2021
Basisvereinbarung zum Kontoeröffnungsantrag 2.4 25.11.2021
Benutzerhandbuch MetaTrader 4 1.12 13.03.2018
Datenschutzerklärung 2.1 22.11.2021
Datenschutzhinweise 2.2 22.11.2021
Datenschutzhinweise Bewerber 2.0 22.11.2021
Einstufung als professioneller Kunde gemäß § 67 Absatz 6 WpHG 2.2 22.11.2021
Erklärung zur Freistellung vom Kapitalertragsteuerabzug 2.1 22.11.2021
Erklärung zur Gebiets- und Steuereigenschaft 2.0 22.11.2021
Firmenkontoantrag 2.4 31.03.2022
Freistellungsauftrag per E-Mail 2.0 22.11.2021
Gesellschafterbeschluss 2.0 22.11.2021
Identifizierungsbogen 1.1 25.11.2021
Kontoeröffnungsantrag 2.1 25.11.2021
Kontovollmacht 2.1 22.11.2021
Kontraktspezifikationen 39.3 13.06.2022
Execution Policy & Kundeninformation Futures, CFD- & Forex 26.8 22.06.2022
Offenlegung Depotbanken 1.0 25.11.2021
Offenlegungsbericht 2021   04.05.2021
PostIdent Coupon    
Preis- und Leistungsverzeichnis 3.3 29.11.2021
Ride Einverständniserklärung 1.0 25.11.2021
Risikoinformationen 2.1 22.11.2021
Sofortiger Kirchensteuerabzug 2.0 25.11.2021
Verlustbescheinigung per E-Mail 2.0 25.11.2021

Interactive Brokers Group Dokumente

Titel Datum
Form3043 Securities and Futures Act (Cap. 289) 26.11.2010
Form3044 Interactive Brokers Disclosure Statement for Bond Trading 28.10.2021
Form3073 Notice Regarding Pre-Arranged Trading On U.S. Futures Exchanges 27.10.2021
Form3076 Nasdaq ISE Disclosure for Option Orders Over 500 Contracts 01.04.2021
Form3077 Interactive Brokers Municipal Securities Disclosure 27.10.2021
Form3081 Notice Regarding USA Patriot Act Section 311 01.04.2021
Form3085 Risk Disclosure Regarding Short Selling of Mexican Stocks 09.05.2022
Form3089 Global Financial Information Services Subscriber Agreement 04.09.2020
Form3105 Risk Disclosure Statement for Trading ITC Metal Futures with Interactive Brokers (U.K.) Limited 31.03.2022
Form3230 Disclosure Regarding Trading of Certificates of Deposit 06.02.2019
Form4002 Appendix A to CFTC Rule 1.55(c) - Generic Risk Disclusure Statement 05.06.2019
Form4003 OCC Risk Disclosure Statement and Acknowledgement 27.10.2021
Form4009 Risk Disclosure Statement  
Form4010 Required Disclosures and Supplemental Agreement for Security Trading at Interactive Brokers 25.08.2020
Form4011 Special Risks in Securities Trading  
Form4012 Special Risks in Securities Trading  
Form4013 Floor/Pit Based Exchanges - Risk Disclosure  
Form4014 Trading on ASX 24 - Customer Agreement  
Form4019 CFTC Risk Disclosure Statement - Rule 1.55(b) 05.06.2019
Form4028 Execution Algorithm Disclosure 02.07.2019
Form4030 Agreement for Setting up Futures/Options Trading Account  
Form4035 Customer Consent to Receive Mutual Fund Information Electronically  
Form4036 Important Information Regarding Mutual Funds 21.06.2021
Form4041 Hong Kong Risk Disclosure Statement 18.02.2020
Form4053 Futures Product Disclosure Statement 05.04.2018
Form4054 Interactive Brokers LLC Supplemental Agreement and Disclosures For Trading on Australian Markets 06.04.2018
Form4055 Exchange Traded Options Product Disclosure Statement 05.04.2018
Form4056 Exchange Traded Options Product Disclosure Statement 12.02.2014
Form4070 Algorithmic Execution Venue Disclosure  
Form4098 Disclosure of Risks of Trading Bitcoin Futures and Options 04.04.2022
Form4099 Customer Advisory: Understand the Risks of Virtual Currency Trading  
Form4100 NFA Investor Advisory - Futures on Virtual Currencies Including Bitcoin 01.12.2017
Form4154 Important Information Regarding Trading of NextShares Funds 22.07.2016
Form4194 Interactive Brokers Negative Contract Prices Risk Disclosure 28.10.2021
Form4289 Interactive Brokers LLC Fractional Share Trading Disclosure 02.07.2021
Form9490 Penny Stock Trading Risk Disclosure  

Interactive Brokers LLC Limited Dokumente

Titel Datum
Form1005 Disclosure of Risks of Margin Tradin 01.06.2015
Form2109 Legal Acknowledgement  
Form2192 Interactive Brokers Group Privacy Policy 25.10.2021
Form3002 Interactive Brokers LLC Customer Agreement Individual Retirement Account  
Form3003 Interactive Brokers Futures Arbitration Agreement 28.11.2012
Form3023 Required Disclosures and Supplemental Agreement for Security Futures Trading at Interactive Brokers  
Form3024 Risk Disclosure Statement for Forex Trading and IB Multi-Currency Accounts 04.04.2022
Form3058 Notice and Acknowledgement of Clearing Arrangement 12.11.2020
Form3070 Interactive Brokers LLC Business Continuity Plan Disclosure 08.05.2019
Form3071 Day Trading Risk Disclosure Statement 27.10.2021
Form3074 Interactive Brokers Order Routing and Payment for Order Flow Disclosure 27.05.2021
Form3094 Notice Regarding NFAs BASIC System  
Form3203 Interactive Brokers LLC Customer Agreement 25.03.2022
Form3207 Notice of Execution and Clearing Agreement 07.11.2019
Form4016 Risks of After-Hours Trading 05.06.2019
Form4024 Customer Relationship Summary IB LLC & IB Corp. 23.03.2021
Form4420 Interactive Brokers (U.K.) Limited Order Execution Policy 04.12.2018
Form4421 Order Execution Policy For Direct Carried-Client of Interactive Brokers (U.K.) Limited - Client Consent 04.12.2018
Form5001 Certificate of Foreign Status of Beneficial Owner for UNited States Tax Withholding and Reporting (Individuals) 10/2021
Form5009 Interactive Brokers (U.K.) Limited Retail Client Notification 04.12.2018
Form5013 Certification Regarding Trading Control and Ownership of the Account  
Form9130 IB Disclosure Pursuant to FINRA Rule 5350 Regarding Stop and Stop-Limit Orders in U.S. Listed Stocks and Warrants  
Form6112 Client Financial Advisor Agreement  

Interactive Brokers Ireland Limited Dokumente

Titel Datum
Form4022 Swiss physically settled warrants may lapse worthless unless closed out before expiration date 16.11.2018
Form4176 Electronic Commerce Directive Notice for Dutch Clients  
Form4297 Interactive Brokers Canada Inc. Fractional Share Trading Disclosure 05.10.2020
Form4451 Interactive Brokers Group Privacy Policy 09.06.2021
Form4538 Certification Regarding Trading Control and Ownership of the Account  
Form4750 Interactive Brokers Ireland Limited Customer Agreement 27.05.2022
Form4751 Notice and Acknowledgement of Clearing Agreement 09.06.2021
Form4753 Interactive Brokers Ireland Limited EMIR Delegated Transaction Reporting Agreement 02.12.2021
Form4754 Interactive Brokers Ireland Limited MiFIR Enriched and Delegated Transaction Reporting Agreement (EEA Investment Firms) 02.12.2021
Form4756 Interactive Brokers Ireland Limited Description of our Services and Fees 20.08.2021
Form4757 Client Assets Key Information Document  
Form4758 Client Consent to Accept Electronic Records and Communications  
Form4759 Risk Warnings and Information on Financial Instruments  
Form4760 Interactive Brokers Ireland Limited Order Execution Policy  
Form4761 Disclosure of Risks of Margin Trading  
Form4762 Risk Disclosure Statement for Forex Trading and Interactive Brokers Ireland Limited (IBIE) Multi-Currency Accounts  
Form4763 Risk Disclosure Statement for Trading Structured Products (Including Warrants) with Interactive Brokers Ireland Limited (IBIE)  
Form4767 Risk Disclosure Statement for Trading OTC Precious Metals with Interactive Brokers Ireland Limited (IBIE)  
Form4768 Risk Disclosure Statement for Trading OTC Metal Futures with Interactive Brokers Ireland Limited (IBIE)  
Form4769 Retail Client Categoriesation Notification  
Form4772 Advisor Client Agreement 31.12.2020
Form4776 Interactive Brokers Ireland Limited Family Account Trading Authorisation Form 31.12.2020
Form4781 Interactive Brokers Ireland Limited Day Trading Risk Disclosure Statement 24.12.2020
Form4783 Interactive Brokers Ireland Limited Stock Stop Order Disclosure  
Form9820 PICS Concerning Northbound China Connect Orders 16.08.2018
Form4231 Fractional Share Trading Disclosure 04.05.2022

Interactive Brokers Central Europe Zrt. Dokumente

Titel Datum
Form1005 Disclosure of Risks of Margin Tradin 01.06.2015
Form4022 Swiss physically settled warrants may lapse worthless unless closed out before expiration date 16.11.2018
Form2109 Legal Acknowledgement  
Form5013 Certification Regarding Trading Control and Ownership of the Account  
Form9130 IB Disclosure Pursuant to FINRA Rule 5350 Regarding Stop and Stop-Limit Orders in U.S. Listed Stocks and Warrants  
Form4176 Electronic Commerce Directive Notice for Dutch Clients  
Form4451 Interactive Brokers Group Privacy Policy 09.06.2021
Form4538 Certification Regarding Trading Control and Ownership of the Account  
Form4767 Risk Disclosure Statement for Trading OTC Precious Metals with Interactive Brokers Ireland Limited (IBIE)  
Form9820 PICS Concerning Northbound China Connect Orders 16.08.2018
Form4500 Business Rules and General Terms and Conditions 11.10.2021
Form4501 Main Agreement 01.02.2021
Form4502 Investment Loan Framework Agreement  
Form4505 Costs and Fees 19.08.2021
Form4507 Notice and Acknowledgement of Clearing Arrangement  
Form4515 EMIR Delegated Transaction Reporting Agreement 02.12.2021
Form4516 SFTR Delegated Transaction Reporting Agreement 02.12.2021
Form4517 MiFIR Enriched and Delegated Transaction Reporting Agreement (EEA Investment Firms) 02.12.2021
Form4518 Multi Currency Account Foreign Exchange Restrictions 08.03.2021
Form4519 Risk Warnings and Information on Financial Instruments 11.12.2020
Form4520 Disclosure of Risks of Margin Positions and Investment Loan 12.12.2020
Form4527 Customer Identification (AML) 01.07.2021
Form4542 Annexes to the Business Rules and General Terms and Conditions (GBR) 01.03.2022
Form4676 Annexes to the Main Agreement  
Form4231 Fractional Share Trading Disclosure 04.05.2022
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